Donna Irene Crocker (CRD#1496443) and LPL FINANCIAL LLC

We can help you recover investment losses

The brokerage industry reports any customer complaints made against or involving a broker on their publicly available Brokercheck Report. These reports are essential for transparency in the financial industry.

Halling & Cayo, S.C. is evaluating legal claims involving this financial advisor's conduct. We encourage customers who believe they may have a cause of action related to these investment recommendations to reach out to our securities lawyers.

Claim(s) Made Against Donna Irene Crocker:

Claim Date: 5/15/2026

“03/01/2023-03/02/2026 – Clients (non-LPL) allege that their advisor failed to update their accounts investment holdings to align with the risk tolerance agreed upon by the clients. Accordingly, the clients allege they are owed $325,000 in opportunity costs.”

This claim, as of this posting, is currently Pending with a claim amount of $325,000.00 .

See more information on FINRA’s BrokerCheck site for Donna Irene Crocker.

Were you a customer of Donna Irene Crocker?

Millions of dollars are lost each year by investors due to breaches of duty by their brokers or the firms they work for, we help investors recover that money. If you were a customer of Donna Irene Crocker and LPL FINANCIAL LLC and experienced investment losses, please contact the Securities Lawyers. (See more detail in our video, What are the most common securities cases?.) We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

If you are a current or former client of Donna Irene Crocker and LPL FINANCIAL LLC from GLOUCESTER, MA, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Donna Irene Crocker, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor.)

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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