The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Duane Paul Heiling (CRD#2344152) regarding allegations made regarding the following:

Claim(s) Made Against Duane Paul Heiling:

Claim Date: 3/18/2020

“The client alleged the advisor failed to follow instructions to liquidate mutual fund security positions in his account(s) in March 2020.”

This claim, as of this posting, is currently Settled with a claim amount of $12,000.00 .

The investor was paid $13,440.07 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Duane Paul Heiling.

Did you have a negative experience with Duane Paul Heiling?

If you are a former client of Duane Paul Heiling and AMERIPRISE FINANCIAL SERVICES, LLC from REDWOOD FALLS, MN, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Duane Paul Heiling, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of Duane Paul Heiling and AMERIPRISE FINANCIAL SERVICES, LLC and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.