Enrique Fernandez (CRD#2962037)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Enrique Fernandez (CRD#2962037) regarding allegations made regarding the following:

Claim(s) Made Against Enrique Fernandez:

Claim Date: 1/15/2020

“Time frame: July 31, 2013 – Unspecified Claimants allege that the recommendation to invest in and hold Puerto Rico Closed-End Funds and Puerto Rico Government Bonds was unsuitable, and that their accounts were over concentrated in Puerto Rico Investments. They also allege that the risk of investing in and concentration in Puerto Rico investments was misrepresented.”

This claim, as of this posting, is currently Settled with a claim amount of $81,253.09 .

The investor was paid $90,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Enrique Fernandez.

Were you a customer of Enrique Fernandez?

The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of Enrique Fernandez and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.

If you were a client of Enrique Fernandez, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Enrique Fernandez, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.


Contact The Securities Lawyers

Name(Required)

Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.