Errol Delroy Griffiths (CRD#7131409) and PRUCO SECURITIES, LLC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Errol Delroy Griffiths (CRD#7131409) regarding allegations made regarding the following:

Claim(s) Made Against Errol Delroy Griffiths:

Claim Date: 3/23/2020

“The customer alleges failure to disclose charges, expenses and fees, guarantees and risks and the free look provision. This complaint was received on 1/14/20 but was not reported because it did not meet our criteria for reporting. The complaint is now being reported due to the settlement amount of $31,500.”

This claim, as of this posting, is currently Settled.

The investor was paid $31,500.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Errol Delroy Griffiths.

Did you have problems with Errol Delroy Griffiths?

If you were a customer of Errol Delroy Griffiths and PRUCO SECURITIES, LLC. from FLUSHING, NY and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video “Warning signs of a bad financial advisor”). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Errol Delroy Griffiths, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Errol Delroy Griffiths and PRUCO SECURITIES, LLC. and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.