Ethan Collins (CRD#4469610) and HIGHTOWER SECURITIES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Ethan Collins (CRD#4469610) regarding allegations made regarding the following:

Claim(s) Made Against Ethan Collins:

Claim Date: 2/20/2020

“Ethan Collins is not a respondent in this arbitration. He is identified as a relevant non-party in a FINRA arbitration alleging certain sales practice violations, including a violation of suitability obligations, in connection with a private placement investment made on or around June of 2015.”

This claim, as of this posting, is currently Settled with a claim amount of $75,000.00 .

The investor was paid $27,500.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Ethan Collins.

Were you a client of Ethan Collins?

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Ethan Collins and HIGHTOWER SECURITIES, LLC and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

If you had a negative experience or issue with Ethan Collins and HIGHTOWER SECURITIES, LLC from Iselin, NJ, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Ethan Collins, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.