Eugene Cebron Thompson (CRD#4350479) and CAPITAL INVESTMENT GROUP, INC.

We protect investors rights

Did you lose money on investments recommended by this financial advisor? Our legal team is available to speak with customers regarding potential claims for recovery. A review of their professional history shows the following Previously Reported Complaints:

The brokerage industry reports any customer complaints made against or involving a broker on their publicly available Brokercheck Report. These reports are essential for transparency in the financial industry.

Claim(s) Made Against Eugene Cebron Thompson:

Claim Date: 2/2/2026

“Clients invested in GWG Holdings L-Bonds. GWG Holdings, Inc. filed Chapter 11 bankruptcy on April 20, 2022., The Statement of Claim alleges breach of fiduciary duty, violations of NC Securities Act, constructive fraud, negligence, gross negligence, vicarious liability, and negligent supervision and retention.”

This claim, as of this posting, is currently Settled with a claim amount of $342,000.00 .

The investor was paid $175,615.00 by the brokers’ firm.

Claim Date: 8/13/2025

“Clients invested in GWG Holdings L-Bonds. GWG Holdings, Inc. filed Chapter 11 bankruptcy on April 20, 2022., The Statement of Claim alleges breach of fiduciary duty, violations of NC Securities Act, constructive fraud, negligence, gross negligence, vicarious liability, and negligent supervision and retention.”

This claim, as of this posting, is currently Settled with a claim amount of $444,000.00 .

The investor was paid $275,000.00 by the brokers’ firm.

Claim Date: 5/7/2026

“Client invested in GWG Holdings L-Bonds. GWG Holdings, Inc. filed Chapter 11 bankruptcy on April 20, 2022., The Statement of Claim alleges breach of contract and warranties, estoppel, violation of state securities statutes, violation of consumer investment statutes, and claims under common law,”

This claim, as of this posting, is currently Pending with a claim amount of $500,000.00 .

As of 9/8/2026, this claim status is Settled.

See more information on FINRA’s BrokerCheck site for Eugene Cebron Thompson.

Were you a customer of Eugene Cebron Thompson?

The investment recovery lawyers at Halling & Cayo S.C. bring claims on behalf of individual investors or groups of investors who have lost funds. Most of these customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. (See our discussion of FINRA in our video, Is FINRA a good thing?.) As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Eugene Cebron Thompson and CAPITAL INVESTMENT GROUP, INC. and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

If you are a current or former client of Eugene Cebron Thompson and CAPITAL INVESTMENT GROUP, INC. from DUNN, NC, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Eugene Cebron Thompson, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor.)


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.


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