Fernando A Pohina (CRD#5624328) and ROYAL ALLIANCE ASSOCIATES, INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Fernando A Pohina (CRD#5624328) regarding allegations made regarding the following:

Claim(s) Made Against Fernando A Pohina:

Claim Date: 3/20/2020

“Client alleges that he instructed that funds sent to his outside money manager be kept in cash, but instead they were invested in the market. The client is requesting the account loss in value. It was determined that the third-party money manager made the error.”

This claim, as of this posting, is currently Settled with a claim amount of $5,365.00 .

The investor was paid $7,600.55 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Fernando A Pohina.

Were you a customer of Fernando A Pohina?

If you were a client of Fernando A Pohina and ROYAL ALLIANCE ASSOCIATES, INC. from BELLEVUE, WA and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Fernando A Pohina. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

We are currently considering bringing claims on behalf of individual investors or groups of investors who have lost funds. Many customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Fernando A Pohina and ROYAL ALLIANCE ASSOCIATES, INC. and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.