Francis Patrick Cunningham (CRD#2105075) and B. RILEY WEALTH MANAGEMENT

The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have potential claims against Francis Patrick Cunningham (CRD#2105075) related to securities recommended or sold to you. Previously Reported Complaints include:

Claim(s) Made Against Francis Patrick Cunningham:

Claim Date: 12/16/2025

“Customer alleges unauthorized transfer of account, unauthorized purchases and sales of assets, and churning.”

This claim, as of this posting, is currently Pending with a claim amount of $18,469.04 .

Claim Date: 10/31/2025

“Customer alleges unauthorized transfer of account, unauthorized purchases and sales of assets, and churning.”

This claim, as of this posting, is currently Pending with a claim amount of $18,469.04 .

See more information on FINRA’s BrokerCheck site for Francis Patrick Cunningham.

Did you have problems in an account managed by Francis Patrick Cunningham?

If you had a negative experience or issue with Francis Patrick Cunningham and B. RILEY WEALTH MANAGEMENT from Memphis, TN, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Francis Patrick Cunningham, and ensure that they follow all securities rules and regulations and internal policies. Liability for the losses sustained by its customers extends to the Brokerage Firm that the broker was registered with at the time of the breach of his/her standard of care. (We explain in more detail in our video, Do you dare sue your broker?.)

The Securities Lawyers at Halling & Cayo S.C. bring claims on behalf of individual(s) and/or groups of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” (See our video, What are the steps of a FINRA Arbitration.) If you were a customer of Francis Patrick Cunningham and B. RILEY WEALTH MANAGEMENT and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

Contact The Securities Lawyers

Name(Required)

Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

Contact Us