Furman Sheppard Jr. (CRD#871936) and UBS FINANCIAL SERVICES INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Furman Sheppard Jr. (CRD#871936) regarding allegations made regarding the following:

Claim(s) Made Against Furman Sheppard Jr.:

Claim Date: 1/6/2020

“Time frame: January 2018 – February 2018 Claimants allege their financial advisor recommended unnecessary annuity switches.”

This claim, as of this posting, is currently Settled.

The investor was paid $150,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Furman Sheppard Jr..

Were you a customer of Furman Sheppard Jr.?

The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of Furman Sheppard Jr. and UBS FINANCIAL SERVICES INC. and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.

If you are a former client of Furman Sheppard Jr. and UBS FINANCIAL SERVICES INC. from CARMEL, CA, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Furman Sheppard Jr., and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.