The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Garner Allen Mabry (CRD#3276730) regarding allegations made regarding the following:

Claim(s) Made Against Garner Allen Mabry:

Claim Date: 9/24/2018

“The Customer alleges misrepresentations and unsuitable investment recommendations from October 23, 2001 until September 24, 2018.”

This claim is currently Dismissed with a claim amount of $4,821,833.00 .

See more information on FINRA’s BrokerCheck site for Garner Allen Mabry.

Were you a client of Garner Allen Mabry?

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Garner Allen Mabry and PURSHE KAPLAN STERLING INVESTMENTS and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.

If you had a negative experience or issue with Garner Allen Mabry and PURSHE KAPLAN STERLING INVESTMENTS from Greenwood Village, CO, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Garner Allen Mabry, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.