Ghazaleh Kayvan Ebrahimi (CRD#2873246) and AEGIS CAPITAL CORP.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Ghazaleh Kayvan Ebrahimi (CRD#2873246) regarding allegations made regarding the following:

Claim(s) Made Against Ghazaleh Kayvan Ebrahimi:

Claim Date: 2/19/2020

“Client verbally alleged that registered representative recommended an unsuitable investment in an inverse/leveraged ETF on July 17, 2014.”

This claim, as of this posting, is currently Settled with a claim amount of $128,000.00 .

The investor was paid $65,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Ghazaleh Kayvan Ebrahimi.

Were you a customer of Ghazaleh Kayvan Ebrahimi?

If you had a negative experience or issue with Ghazaleh Kayvan Ebrahimi and AEGIS CAPITAL CORP. from NEW YORK, NY, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Ghazaleh Kayvan Ebrahimi, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of Ghazaleh Kayvan Ebrahimi and AEGIS CAPITAL CORP. and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.