Gregory John Richards (CRD#1339012) and KINGSWOOD CAPITAL PARTNERS, LLC

The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have potential claims against Gregory John Richards (CRD#1339012) related to securities recommended or sold to you. Previously Reported Complaints include:

Claim(s) Made Against Gregory John Richards:

Claim Date: 4/23/2026

“Boral Capital f/k/a Benchmark Investments Boral recommended the GWG L Bond and other alternative investments as a safe, suitable, low risk, income producing investment. However, these alternative investments were not suitable for [REDACTED] who was retired and looking to preserve his principal Claimant stating investment was not suitable”

This claim, as of this posting, is currently Pending with a claim amount of $100,000.00 .

Claim Date: 4/3/2025

“The customers allege that the Registered Representative recommended and misrepresented an unsuitable, high-risk and illiquid investment and breached his fiduciary duty.”

This claim, as of this posting, is currently Settled with a claim amount of $300,000.00 .

The investor was paid $172,500.00 by the brokers’ firm.

Claim Date: 10/23/2025

“Claimant alleges that the RR recommended and misrepresented an unsuitable, high-risk investment and breached his fiduciary duty.”

This claim, as of this posting, is currently Pending with a claim amount of $175,000.00 .

See more information on FINRA’s BrokerCheck site for Gregory John Richards.

Did you have a negative experience with Gregory John Richards?

The Securities Lawyers at Halling & Cayo S.C. bring claims on behalf of individual(s) and/or groups of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” (See our video, What are the steps of a FINRA Arbitration.) If you were a customer of Gregory John Richards and KINGSWOOD CAPITAL PARTNERS, LLC and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

If you are a current or former client of Gregory John Richards and KINGSWOOD CAPITAL PARTNERS, LLC from Scottsdale, AZ, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Gregory John Richards, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor.)


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.


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