Harpreet Singh Mangat (CRD#4442530) and PURSHE KAPLAN STERLING INVESTMENTS

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Harpreet Singh Mangat (CRD#4442530) regarding allegations made regarding the following:

Claim(s) Made Against Harpreet Singh Mangat:

Claim Date: 2/4/2020

“The clients alleged their advisor misrepresented material facts in 2010 regarding sub-account investments within a variable life insurance policy.”

This claim, as of this posting, is currently Denied with a claim amount of $192,000.00 .

See more information on FINRA’s BrokerCheck site for Harpreet Singh Mangat.

Have an issue with Harpreet Singh Mangat?

We are currently considering bringing claims on behalf of individual investors or groups of investors who have lost funds. Many customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Harpreet Singh Mangat and PURSHE KAPLAN STERLING INVESTMENTS and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.

If you are a former client of Harpreet Singh Mangat and PURSHE KAPLAN STERLING INVESTMENTS from Princeton, NJ, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Harpreet Singh Mangat, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.