Ian Michael Pierce (CRD#6205487)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Ian Michael Pierce (CRD#6205487) regarding allegations made regarding the following:

Claim(s) Made Against Ian Michael Pierce:

Claim Date: 5/10/2024

“Customer alleges that in or around January 2020, the former Representative recommended she purchase two Mass Mutual insurance policies and that the Representative assured the customer that funds submitted for the policies would be available for the customer to access. Customer alleges she received a partial return of her funds from the former Representative and that there is no record of any of the payments she made. Customer further alleges that the former Representative impersonated Northwestern Mutual compliance staff and FINRA staff when the customer attempted to escalate her concerns over the missing funds.”

This claim, as of this posting, is currently Pending with a claim amount of $26,528.00 .

Claim Date: 2/21/2020

“Allegation that loans were taken from the complainant‘s permanent life insurance policy without consent, and that the proceeds were transferred to the representative‘s bank account. The complainant also produced fabricated transaction documentation given to her by the representative.”

This claim, as of this posting, is currently Settled.

The investor was paid $15,000.23 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Ian Michael Pierce.

Were you a customer of Ian Michael Pierce?

The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of Ian Michael Pierce and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.

If you were a client of Ian Michael Pierce, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Ian Michael Pierce, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.