James Ahern (CRD#4656189) and LAIDLAW & COMPANY (UK) LTD.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against James Ahern (CRD#4656189) regarding allegations made regarding the following:

Claim(s) Made Against James Ahern:

Claim Date: 1/31/2020

“James Ahern was named in a customer complaint that asserted the following causes of action: negligence; misrepresentation; fraud; breach of duty, including statutory duty; excessive commissions; and loss of opportunity.”

This claim is currently Award / Judgment.

See more information on FINRA’s BrokerCheck site for James Ahern.

Were you a customer of James Ahern?

The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of James Ahern and LAIDLAW & COMPANY (UK) LTD. and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.

If you were a customer of James Ahern and LAIDLAW & COMPANY (UK) LTD. from NEW YORK, NY and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video “Warning signs of a bad financial advisor”). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like James Ahern, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.