James Anthony Bologna (CRD#3232798) and ALLSTATE FINANCIAL SERVICES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against James Anthony Bologna (CRD#3232798) regarding allegations made regarding the following:

Claim(s) Made Against James Anthony Bologna:

Claim Date: 3/13/2020

“Customers have alleged the 12/31/2019 UIT purchases in their IRA accounts were unauthorized by them and have requested to be made whole from any commissions.”

This claim, as of this posting, is currently Settled.

The investor was paid $7,034.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for James Anthony Bologna.

Were you a client of James Anthony Bologna?

If you had a negative experience or issue with James Anthony Bologna and ALLSTATE FINANCIAL SERVICES, LLC from Macomb, MI, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as James Anthony Bologna, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

We are currently considering bringing claims on behalf of individual investors or groups of investors who have lost funds. Many customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of James Anthony Bologna and ALLSTATE FINANCIAL SERVICES, LLC and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.