James David Hauser (CRD#6107950) and EDWARD JONES

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against James David Hauser (CRD#6107950) regarding allegations made regarding the following:

Claim(s) Made Against James David Hauser:

Claim Date: 4/6/2020

“Client alleges the liquidation of her variable annuity in 2019 was not suitable.”

This claim, as of this posting, is currently Settled with a claim amount of $25,270.00 .

The investor was paid $16,050.18 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for James David Hauser.

Did you have problems with James David Hauser?

If you are a former client of James David Hauser and EDWARD JONES from GREENFIELD, WI, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including James David Hauser, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of James David Hauser and EDWARD JONES and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.