James Edmond Moniz (CRD#852438) and SUPREME ALLIANCE LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against James Edmond Moniz (CRD#852438) regarding allegations made regarding the following:

Claim(s) Made Against James Edmond Moniz:

Claim Date: 10/8/2014

“COMPLAINT ALLEGES UNSUITABLE VUL POLICIES WERE SOLD TO BOTH HUSBAND AND WIFE. COMPLAINT FURTHER ALLEGES THAT THE FACTS AND FEATURES OF THE HUSBAND‘S POLICY WERE MISREPRESENTED AT THE TIME OF SALE.”

This claim, as of this posting, is currently Closed-No Action.

See more information on FINRA’s BrokerCheck site for James Edmond Moniz.

Did you have a negative experience with James Edmond Moniz?

If you were a client of James Edmond Moniz and SUPREME ALLIANCE LLC from Plymouth, MA and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as James Edmond Moniz. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of James Edmond Moniz and SUPREME ALLIANCE LLC and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.