James Kenneth Louderbaugh (CRD#1282165) and OPPENHEIMER & CO. INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against James Kenneth Louderbaugh (CRD#1282165) regarding allegations made regarding the following:

Claim(s) Made Against James Kenneth Louderbaugh:

Claim Date: 3/25/2020

“Cause of action is breach of fiduciary duties, related to an allegation that the Registered Representative failed to ascertain the scope of authority granted by Claimant in a Power of Attorney to a third-party, in connection with Claimant‘s account. Time Period – 12/1/2016 to 7/1/2019”

This claim, as of this posting, is currently Settled.

The investor was paid $5,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for James Kenneth Louderbaugh.

Were you a client of James Kenneth Louderbaugh?

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of James Kenneth Louderbaugh and OPPENHEIMER & CO. INC. and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

If you were a customer of James Kenneth Louderbaugh and OPPENHEIMER & CO. INC. from SPRINGFIELD, MO and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video “Warning signs of a bad financial advisor”). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like James Kenneth Louderbaugh, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.