The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against James Michael Anderson (CRD#4280008) regarding allegations made regarding the following:

Claim(s) Made Against James Michael Anderson:

Claim Date: 2/21/2020

“Customer alleges that the fixed deferred annuity he purchased in January 2018 is unsuitable and that the representative did not inform of the limitations and restrictions, including the illiquid nature of the product, at the time of sale.”

This claim, as of this posting, is currently Denied with a claim amount of $100,000.00 .

See more information on FINRA’s BrokerCheck site for James Michael Anderson.

Have an issue with James Michael Anderson?

If you are a former client of James Michael Anderson and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC from Indianapolis, IN, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including James Michael Anderson, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of James Michael Anderson and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.