September 10, 2025
The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have potential claims against Jamie Moss Polak (CRD#4363629 ) related to securities recommended or sold to you. Previously Reported Complaints include:
Claim(s) Made Against Jamie Moss Polak:
Claim Date: 9/10/2025
“Time frame: Unspecified. Customer alleges breach of fiduciary duty, unsuitable investments, material misrepresentations, material omissions, breach of FINRA rules and breach of contract on the part of Registered Representative in relation to the customer‘s investments.”
This claim, as of this posting, is currently Withdrawn.
See more information on FINRA’s BrokerCheck site for Jamie Moss Polak .
Did you have a negative experience with Jamie Moss Polak?
Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Jamie Moss Polak, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.If you were a client of Jamie Moss Polak and AEGIS CAPITAL CORP. from NEW YORK, NY, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. (A further explanation is here, My Financial Advisor lost my money, what now? .)
The investment recovery lawyers at Halling & Cayo S.C. bring claims on behalf of individual investors or groups of investors who have lost funds. Most of these customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. (See our discussion of FINRA in our video, Is FINRA a good thing? .) As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Jamie Moss Polak and AEGIS CAPITAL CORP. and experienced investment losses, please get in touch with the Securities Lawyers . We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible. Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
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