Jason Paul Merrill (CRD#4605088) and AMERIPRISE FINANCIAL SERVICES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have potential claims against Jason Paul Merrill (CRD#4605088) related to securities recommended or sold to you. Previously Reported Complaints include:

Claim(s) Made Against Jason Paul Merrill:

Claim Date: 9/29/2025

“The client alleged the advisor sold stock positions and an exchange traded fund without authorization between May and June 2025.”

This claim, as of this posting, is currently Denied with a claim amount of $5,000.00 .

Claim Date: 10/31/2025

“The client alleged the advisor conducted unauthorized trading in her non-qualified Managed and Brokerage accounts on June 24, 2025.”

This claim, as of this posting, is currently Pending with a claim amount of $19,793.98 .

See more information on FINRA’s BrokerCheck site for Jason Paul Merrill.

Did you have a negative experience with Jason Paul Merrill?

If you had a negative experience or issue with Jason Paul Merrill and AMERIPRISE FINANCIAL SERVICES, LLC from THE WOODLANDS, TX, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Jason Paul Merrill, and ensure that they follow all securities rules and regulations and internal policies. Liability for the losses sustained by its customers extends to the Brokerage Firm that the broker was registered with at the time of the breach of his/her standard of care. (We explain in more detail in our video, Do you dare sue your broker?.)

The investment recovery lawyers at Halling & Cayo S.C. bring claims on behalf of individual investors or groups of investors who have lost funds. Most of these customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. (See our discussion of FINRA in our video, Is FINRA a good thing?.) As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Jason Paul Merrill and AMERIPRISE FINANCIAL SERVICES, LLC and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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