Jeannie Tran Martinez (CRD#5109347) and HILLTOP SECURITIES INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Jeannie Tran Martinez (CRD#5109347) regarding allegations made regarding the following:

Claim(s) Made Against Jeannie Tran Martinez:

Claim Date: 1/24/2020

“A customer of an individual account (who is also the beneficiary of a trust which has an account with the firm) purchased a variable annuity in September, 2015. Customer and trustee of trust have a contentious relationship, and the firm and representative have been brought into the controversy. The firm received communication from the client‘s attorney alleging fraud and misrepresentation, breach of confidentiality and aiding and abetting the trustee of the trust in breaches of his fiduciary duty to the client.”

This claim, as of this posting, is currently Closed-No Action with a claim amount of $5,000.00 .

See more information on FINRA’s BrokerCheck site for Jeannie Tran Martinez.

Did you have a negative experience with Jeannie Tran Martinez?

We are currently considering bringing claims on behalf of individual investors or groups of investors who have lost funds. Many customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Jeannie Tran Martinez and HILLTOP SECURITIES INC. and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.

If you were a customer of Jeannie Tran Martinez and HILLTOP SECURITIES INC. from HOUSTON, TX and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video “Warning signs of a bad financial advisor”). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Jeannie Tran Martinez, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.