Jeffrey Alan Gielau (CRD#2378363) and FORTUNE FINANCIAL SERVICES, INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Jeffrey Alan Gielau (CRD#2378363) regarding allegations made regarding the following:

Claim(s) Made Against Jeffrey Alan Gielau:

Claim Date: 12/22/2023

“the deceased client‘s daughter [REDACTED] filed a complaint with the SEC that alleges that Gielau took advantage of the client‘s health to inappropriately withdraw money from her annuity. Afrer review of documents and in conversations with the rep, the firm found no evidence of any wrongdoing”

This claim, as of this posting, is currently Denied with a claim amount of $55,000.00 .

Claim Date: 12/29/2022

“clients allege that Gielau recommended variable annuites that had excessive fees.”

This claim is currently Pending with a claim amount of $1,000,000.00 .

As of 2/27/2024, this claim status is Denied.

See more information on FINRA’s BrokerCheck site for Jeffrey Alan Gielau.

Were you a customer of Jeffrey Alan Gielau?

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Jeffrey Alan Gielau and FORTUNE FINANCIAL SERVICES, INC. and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.

If you are a former client of Jeffrey Alan Gielau and FORTUNE FINANCIAL SERVICES, INC. from ORANGE, CA, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Jeffrey Alan Gielau, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.