Jeffrey Alan Mathis (CRD#4037942) and NEXT FINANCIAL GROUP, INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Jeffrey Alan Mathis (CRD#4037942) regarding allegations made regarding the following:

Claim(s) Made Against Jeffrey Alan Mathis:

Claim Date: 3/30/2020

“Claimant alleges representative recommended claimant invest in an unsuitable, non-traded, registered direct participation program, United Development Funding III, and Broker breached its duty to supervise its agent and claimant‘s account. The transaction occurred in 2007.”

This claim, as of this posting, is currently Settled with a claim amount of $150,000.00 .

The investor was paid $70,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Jeffrey Alan Mathis.

Did you have a negative experience with Jeffrey Alan Mathis?

If you were a client of Jeffrey Alan Mathis and NEXT FINANCIAL GROUP, INC. from FAYETTEVILLE, TN, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Jeffrey Alan Mathis, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Jeffrey Alan Mathis and NEXT FINANCIAL GROUP, INC. and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.