Jeffrey Woodruff Lichty (CRD#1095761) and AMERIPRISE FINANCIAL SERVICES, LLC

There is a way to recover investment losses

If a customer makes a complaint regarding a broker, it must be reported to the appropriate regulatory bodies, ensuring that a record of the dispute is available to the public.

Did you lose money on investments recommended by this financial advisor? Our legal team is available to speak with customers regarding potential claims for recovery. A review of their professional history shows the following Previously Reported Complaints:

Claim(s) Made Against Jeffrey Woodruff Lichty:

Claim Date: 2/4/2026

“Client alleges the registered representative recommended an interval fund investment that was unsuitable and misrepresented.”

This claim, as of this posting, is currently Denied with a claim amount of $33,863.00 .

See more information on FINRA’s BrokerCheck site for Jeffrey Woodruff Lichty.

Were you a client of Jeffrey Woodruff Lichty?

Millions of dollars are lost each year by investors due to breaches of duty by their brokers or the firms they work for, we help investors recover that money. If you were a customer of Jeffrey Woodruff Lichty and AMERIPRISE FINANCIAL SERVICES, LLC and experienced investment losses, please contact the Securities Lawyers. (See more detail in our video, What are the most common securities cases?.) We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

If you are a current or former client of Jeffrey Woodruff Lichty and AMERIPRISE FINANCIAL SERVICES, LLC from Clarkston, MI, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Jeffrey Woodruff Lichty, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor.)

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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