Jing Sun (CRD#4294177) and LPL FINANCIAL LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Jing Sun (CRD#4294177) regarding allegations made regarding the following:

Claim(s) Made Against Jing Sun:

Claim Date: 8/14/2004

“PLAINTIFFS ALLEGE FRAUD; UNSUITABILITY UNDER SECTION 10(B) OR RULE 10(B)(5); BREACH OF FIDUCIARY DUTY; VIOLATION OF SECTION 17200; NEGLIGENCE; GROSS NEGLIGENCE.”

This claim, as of this posting, is currently Settled with a claim amount of $1,272,930.00 .

The investor was paid $47,500.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Jing Sun.

Did you have an investment issue with Jing Sun?

If you were a client of Jing Sun and LPL FINANCIAL LLC from CHINO, CA and had lost money in your account that does not seem right, we are interested in discussing the possibility of pursuing a claim on your behalf. (The value of having a lawyer look at your claim is discussed more thoroughly in our video, Do I need a lawyer for my FINRA arbitration?.) Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Jing Sun. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

The Securities Lawyers have recovered millions of dollars for investors across the United States and represent individuals and groups of investors who have suffered losses.These claims are typically resolved through FINRA Arbitration, as all brokerage firms embed binding arbitration clauses into their customer new account forms. (What is the disadvantage of FINRA arbitration) If you were a customer of Jing Sun and LPL FINANCIAL LLC and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.