John Anthony Nole (CRD#1609191) and PAULSON INVESTMENT COMPANY LLC
The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have potential claims against John Anthony Nole (CRD#1609191) related to securities recommended or sold to you. Previously Reported Complaints include:
Claim(s) Made Against John Anthony Nole:
Claim Date: 9/4/2025
“Client invested 15k in GWG L Bonds in December 2020. Alleges recommendations were not consistent with standards of care mandated by FINRA‘s suitability rule or the SEC‘s Reg BI.”
This claim, as of this posting, is currently Settled with a claim amount of $15,000.00 .
The investor was paid $7,500.00 by the brokers’ firm.
Claim Date: 7/18/2025
“Client invested 120k in GWG in March 2020. Since GWG is now in bankruptcy, her daughter acting on her behalf would like to recover some of her original investment outside of the courts as she belives the investment was not suitable to her investment needs.”
This claim, as of this posting, is currently Settled with a claim amount of $120,000.00 .
The investor was paid $45,000.00 by the brokers’ firm.
Claim Date: 12/1/2025
“Claimant allege that respondent Paulson, acting through Nole, improperly recommended that Claimants invest monies in GWG Holdings, Inc., L Bonds. Purchases were made in 2016, 2018, and 2019.”
This claim, as of this posting, is currently Pending with a claim amount of $350,000.00 .
