John Francis Mccarthy (CRD#1499168) and WELLS FARGO CLEARING SERVICES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against John Francis Mccarthy (CRD#1499168) regarding allegations made regarding the following:

Claim(s) Made Against John Francis Mccarthy:

Claim Date: 3/14/2020

“Client complained that the financial advisor did not follow his emailed instructions to execute purchases in his accounts. (3/1/2020-3/10-2020)”

This claim, as of this posting, is currently Denied with a claim amount of $15,000.00 .

See more information on FINRA’s BrokerCheck site for John Francis Mccarthy.

Have an issue with John Francis Mccarthy?

If you were a client of John Francis Mccarthy and WELLS FARGO CLEARING SERVICES, LLC from NEW YORK, NY and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as John Francis Mccarthy. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of John Francis Mccarthy and WELLS FARGO CLEARING SERVICES, LLC and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.