John Stephen Pronovost (CRD#1990612) and INFINEX INVESTMENTS, INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against John Stephen Pronovost (CRD#1990612) regarding allegations made regarding the following:

Claim(s) Made Against John Stephen Pronovost:

Claim Date: 2/7/2024

“The Statement of Claim alleges the financial professional recommended unsuitable investments given the client‘s age and stated objectives. It is alleged that these recommendations resulted in significant losses to the client.”

This claim, as of this posting, is currently Pending with a claim amount of $500,000.00 .

Claim Date: 2/10/2020

“Client alleges the financial professional recommended the purchase of two REITs which have resulted in a loss of money. Additionally, client alleges she is unable to sell the investments.”

This claim, as of this posting, is currently Denied with a claim amount of $172,000.00 .

See more information on FINRA’s BrokerCheck site for John Stephen Pronovost.

Did you have a negative experience with John Stephen Pronovost?

If you were a customer of John Stephen Pronovost and INFINEX INVESTMENTS, INC. from Watertown, CT and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video “Warning signs of a bad financial advisor”). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like John Stephen Pronovost, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.

The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of John Stephen Pronovost and INFINEX INVESTMENTS, INC. and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.