Jonathan J Lopez (CRD#5944225) and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Jonathan J Lopez (CRD#5944225) regarding allegations made regarding the following:

Claim(s) Made Against Jonathan J Lopez:

Claim Date: 3/20/2020

“The attorney representing the customer alleges failure to follow instructions to liquidate equities on March 11, 2020, as well as the unauthorized purchase of mutual funds.”

This claim, as of this posting, is currently Denied with a claim amount of $1,900,000.00 .

See more information on FINRA’s BrokerCheck site for Jonathan J Lopez.

Did you have a negative experience with Jonathan J Lopez?

If you were a client of Jonathan J Lopez and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from NEW YORK, NY and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Jonathan J Lopez. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Jonathan J Lopez and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.