Jonathan Lee Whitver (CRD#6708752) and LPL FINANCIAL LLC

If your broker hurt your retirement, you may be able to recover

The brokerage industry reports any customer complaints made against or involving a broker on their publicly available Brokercheck Report. These reports are essential for transparency in the financial industry.

Did you lose money on investments recommended by this financial advisor? Our legal team is available to speak with customers regarding potential claims for recovery. A review of their professional history shows the following Previously Reported Complaints:

Claim(s) Made Against Jonathan Lee Whitver:

Claim Date: 2/23/2026

“Bankers Life and Casualty Company (BLC), an affiliated insurance company of Bankers Life Securities, Inc. (BLS), received a written client complaint and provided a copy to BLS on February 23, 2026. In the complaint, relating to the purchase of a BLC annuity in 2025, the client alleged that they were misled, including allegations that the product was unsuitable due to liquidity constraints. The client further alleged that the transaction did not align with their stated risk tolerance and income needs and raised concerns regarding supervisory oversight. The client requested rescission of the policy and a refund of premiums. BLC and BLS determined the former representative‘s recommendations were suitable and in the client‘s best interest and denied the allegations. While the BLC annuity is not a security and was issued by BLC, the Firm is reporting this complaint because the source of funding for the annuity came from the liquidation of securities recommended by a former financial representative of the Firm.”

This claim, as of this posting, is currently Denied with a claim amount of $38,355.41 .

See more information on FINRA’s BrokerCheck site for Jonathan Lee Whitver.

Were you a client of Jonathan Lee Whitver?

Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Jonathan Lee Whitver, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.If you were a client of Jonathan Lee Whitver and LPL FINANCIAL LLC from APPLETON, WI, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. (A further explanation is here, My Financial Advisor lost my money, what now?.)

The investment recovery lawyers at Halling & Cayo S.C. bring claims on behalf of individual investors or groups of investors who have lost funds. Most of these customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. (See our discussion of FINRA in our video, Is FINRA a good thing?.) As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Jonathan Lee Whitver and LPL FINANCIAL LLC and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

Contact The Securities Lawyers

Name(Required)

Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

Contact Us