Jose Arturo Ramos Rios (CRD#4159163) and NATIONWIDE PLANNING ASSOCIATES INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Jose Arturo Ramos Rios (CRD#4159163) regarding allegations made regarding the following:

Claim(s) Made Against Jose Arturo Ramos Rios:

Claim Date: 1/27/2020

“Claimant alleges that Financial Consultant investment recommendations to purchase and to hold P.R. securities were unsuitable in light of the clients‘ risk tolerance. Claimants also allege that recommendations made by the Financial Consultant were particularly egregious in light of Puerto Rico‘s well known deteriorating financial condition.”

This claim, as of this posting, is currently Settled with a claim amount of $500,000.00 .

The investor was paid $175,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Jose Arturo Ramos Rios.

Did you have a negative experience with Jose Arturo Ramos Rios?

If you were a client of Jose Arturo Ramos Rios and NATIONWIDE PLANNING ASSOCIATES INC. from HATO REY, PR and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Jose Arturo Ramos Rios. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Jose Arturo Ramos Rios and NATIONWIDE PLANNING ASSOCIATES INC. and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.