Jose Marquez Ascencio (CRD#4490072) and RAYMOND JAMES FINANCIAL SERVICES, INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Jose Marquez Ascencio (CRD#4490072) regarding allegations made regarding the following:

Claim(s) Made Against Jose Marquez Ascencio:

Claim Date: 3/23/2020

“Client alleges unsuitable investment strategy 9/12/2019 3/20/2020.”

This claim, as of this posting, is currently Denied with a claim amount of $13,296.00 .

See more information on FINRA’s BrokerCheck site for Jose Marquez Ascencio.

Were you a customer of Jose Marquez Ascencio?

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Jose Marquez Ascencio and RAYMOND JAMES FINANCIAL SERVICES, INC. and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

If you had a negative experience or issue with Jose Marquez Ascencio and RAYMOND JAMES FINANCIAL SERVICES, INC. from Orland, CA, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Jose Marquez Ascencio, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.