Joseph Francis Valdini (CRD#5517610)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Joseph Francis Valdini (CRD#5517610) regarding allegations made regarding the following:

Claim(s) Made Against Joseph Francis Valdini:

Claim Date: 2/14/2020

“Churning/excessive trading; common law fraud; NY Consumer Protection Act violations; breach of fiduciary duty; breach of contract; negligence,negligent misrepresentation and omissions; and negligent supervision. Dates of activity are March 2015 through September 2015.”

This claim, as of this posting, is currently Pending with a claim amount of $1,000,000.00 .

See more information on FINRA’s BrokerCheck site for Joseph Francis Valdini.

Did you have a negative experience with Joseph Francis Valdini?

The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of Joseph Francis Valdini and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.

If you were a customer of Joseph Francis Valdini and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video “Warning signs of a bad financial advisor”). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Joseph Francis Valdini, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.