Joseph P Barreca (CRD#3276048) and WELLS FARGO CLEARING SERVICES, LLC
We can help you recover investment losses
Our securities attorneys are seeking to speak with former customers regarding potential investment-related claims. If you have concerns about securities sold to you by this broker, contact Halling & Cayo, S.C. today.
If a customer makes a complaint regarding a broker, it must be reported to the appropriate regulatory bodies, ensuring that a record of the dispute is available to the public.
Claim(s) Made Against Joseph P Barreca:
Claim Date: 2/27/2025
“POA complained about fees charged, account formation, and asset allocation in accounts.”
This claim, as of this posting, is currently Denied with a claim amount of $5,657.98 .
Claim Date: 7/9/2025
“Customer stated that Market Linked Notes that were purchased in 2021 were unsuitable for the account and not in the best interest of the customer because the account lacked diversification and the Notes were illiquid. Upon investigation, the firm concluded that the Notes were suitable for, and in the best interest of, the customer given the customer‘s investment objectives and risk profile. The firm also concluded that the features of the Notes had been discussed with the customer prior to purchase.”
This claim, as of this posting, is currently Settled with a claim amount of $300,000.00 .
The investor was paid $200,000.00 by the brokers’ firm.
