Joseph Robert Battaglia (CRD#6259654)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Joseph Robert Battaglia (CRD#6259654) regarding allegations made regarding the following:

Claim(s) Made Against Joseph Robert Battaglia:

Claim Date: 3/28/2020

“THE CLIENT ALLEGES HE INSTRUCTED THE REPRESENTATIVE TO TRANSFER HIS MANAGED ACCOUNT FUNDS INTO THE MONEY MARKET ACCOUNT AND THE REPRESENTATIVE FAILED TO TELL HIM HE NEEDED TO TERMINATE HIS MANAGED ACCOUNT TO STAY OUT OF THE MARKET. AS A RESULT, HIS ACCOUNT WAS REBALANCED AND THE CLIENT ALLEGES HE LOST $12,000 TO $15,000.”

This claim, as of this posting, is currently Closed-No Action with a claim amount of $15,000.00 .

See more information on FINRA’s BrokerCheck site for Joseph Robert Battaglia.

Have an issue with Joseph Robert Battaglia?

If you are a former client of Joseph Robert Battaglia, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Joseph Robert Battaglia, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of Joseph Robert Battaglia and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.