Juan Carlos Villalobos (CRD#4810602)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Juan Carlos Villalobos (CRD#4810602) regarding allegations made regarding the following:

Claim(s) Made Against Juan Carlos Villalobos:

Claim Date: 2/13/2024

“Allegations – Claimants are alleging that their former registered representative (deceased) recommended unsuitable investments and breach of his fiduciary duty.”

This claim, as of this posting, is currently Pending with a claim amount of $152,000.00 .

Claim Date: 9/30/2022

“Former customers allege that their former (and now deceased) Registered Representative breached a contract, breached his fiduciary duty, was negligent, engaged in fraud and violated the Georgia Securities Act in connection with speculative options transactions, misrepresenting the risk of the options transactions, and recommending that two of the customers borrow against their securities account to purchase their home. The customers also allege breach of fiduciary duty and failure to conduct adequate due diligence in connection with their purchases of units of an automotive limited partnership.”

This claim is currently Pending.

As of 3/5/2024, this claim status is Settled.

Claim Date: 11/2/2021

“The customer alleges that transactions in his account were unsuitable based on his financial profile. The documents signed by the customer state investment objectives included Hedging and Speculation, which are consistent with the transactions. The Registered Representative is deceased; therefore, the firm could not interview him or obtain a written statement. The firm has concluded its review and decided to settle the matter in good faith.”

This claim is currently Settled with a claim amount of $366,000.00 .

The investor was paid $200,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Juan Carlos Villalobos.

Did you have a negative experience with Juan Carlos Villalobos?

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Juan Carlos Villalobos and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

If you had a negative experience or issue with Juan Carlos Villalobos, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Juan Carlos Villalobos, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.