Justin Bruce Dorman (CRD#6893433)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Justin Bruce Dorman (CRD#6893433) regarding allegations made regarding the following:

Claim(s) Made Against Justin Bruce Dorman:

Claim Date: 4/3/2020

“In a written complaint received by the Firm on April 3, 2020, addressed to Bankers Life and Casualty Company (BLC), an insurance company affiliate of the Firm, [REDACTED] and [REDACTED] alleged that, in March 2020, their registered representative recommended they surrender a variable annuity and purchase a Guaranteed Lifetime Indexed Annuity (GLIA) issued and sold by BLC. [REDACTED] and [REDACTED] stated that the registered representative told them the surrender value of their annuity would be locked, but that there was a delay of six days from dated the annuity application form was signed to when the GLIA was funded resulting in the value of the transfer to decline by $15,000. BLC denied [REDACTED] and [REDACTED] complaint finding that the GLIA was suitable as it provided protection of principal and security, and also provided growth and future income, consistent with [REDACTED] and [REDACTED] financial goals. BLC also determined that had the transfer not been processed [REDACTED] and [REDACTED] the value of their variable annuity would have declined even further due to the volatility of the market. While the GLIA sold to [REDACTED] and [REDACTED] was not a security and was issued by BLC, the firm is reporting this complaint because the source of funding for the BLC annuity came from the sale of securities recommended by a registered representative of the firm.”

This claim, as of this posting, is currently Denied with a claim amount of $15,000.00 .

See more information on FINRA’s BrokerCheck site for Justin Bruce Dorman.

Did you have problems with Justin Bruce Dorman?

If you were a client of Justin Bruce Dorman, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Justin Bruce Dorman, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of Justin Bruce Dorman and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.