Kevin Ryan Lao (CRD#5569262)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Kevin Ryan Lao (CRD#5569262) regarding allegations made regarding the following:

Claim(s) Made Against Kevin Ryan Lao:

Claim Date: 3/17/2020

“The client alleges that the representative failed to timely liquidate equity assets held in the client‘s managed account which also held fixed income assets as the representative requested that a written and signed asset allocation change be processed in order to accomplish such a liquidation.”

This claim, as of this posting, is currently Closed-No Action.

See more information on FINRA’s BrokerCheck site for Kevin Ryan Lao.

Have an issue with Kevin Ryan Lao?

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Kevin Ryan Lao and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

If you were a client of Kevin Ryan Lao and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Kevin Ryan Lao. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.