Kiffin Scott Anderson (CRD#4668159) and BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Kiffin Scott Anderson (CRD#4668159) regarding allegations made regarding the following:

Claim(s) Made Against Kiffin Scott Anderson:

Claim Date: 3/5/2024

“Clients allege that the representative; ignored their requests to not invest in annuities, while failing to disclose surrender fees and contract expenses, the representative‘s suspension status and his change of broker/dealer impacted their ability to access the funds without surrender charges for the intention of investing in CDs.”

This claim, as of this posting, is currently Pending.

See more information on FINRA’s BrokerCheck site for Kiffin Scott Anderson.

Were you a customer of Kiffin Scott Anderson?

Recovery can often depend on finding a lawyer that “specializes in securities complaints” as the SEC reminds investors. (See more information in our video, How to file a complaint against a Financial Advisor.) If you are a former customer of Kiffin Scott Anderson and BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.

Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Kiffin Scott Anderson, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.If you were a client of Kiffin Scott Anderson and BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. from Omaha, NE, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. (A further explanation is here, My Financial Advisor lost my money, what now?.)


Contact The Securities Lawyers

Name(Required)

Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.