The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Kimberly Ann Pennine (CRD#6887578 ) regarding allegations made regarding the following:
Claim(s) Made Against Kimberly Ann Pennine:
Claim Date: 2/28/2023
“Customer alleges that the 2 variable annuities she purchased in 2019 and 2020 were not right for her. Customer requests to close her accounts without penalties or fees”
This claim is currently Pending.
See more information on FINRA’s BrokerCheck site for Kimberly Ann Pennine .
Have an issue with Kimberly Ann Pennine?
If you were a client of Kimberly Ann Pennine and PRUCO SECURITIES, LLC. from SARVER, PA and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Kimberly Ann Pennine. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.
The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of Kimberly Ann Pennine and PRUCO SECURITIES, LLC. and suffered investment losses, please contact the Securities Lawyers . We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
