Kirk James Bertsch (CRD#4132889)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Kirk James Bertsch (CRD#4132889) regarding allegations made regarding the following:

Claim(s) Made Against Kirk James Bertsch:

Claim Date: 2/27/2020

“On February 27, 2020 the Firm received notice of a Demand for Payment related to the customers‘ purchase of unregistered securities purchased through the RR. The purchase in question was made by the RR‘s spouse.”

This claim, as of this posting, is currently Closed-No Action with a claim amount of $24,361.09 .

See more information on FINRA’s BrokerCheck site for Kirk James Bertsch.

Did you have a negative experience with Kirk James Bertsch?

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Kirk James Bertsch and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

If you were a client of Kirk James Bertsch, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Kirk James Bertsch, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.