October 16, 2025
If your broker hurt your retirement, you may be able to recover Any previous customer complaints are made publicly available by FINRA. Reviewing these reports can help investors understand the regulatory history of their financial professionals.
Halling & Cayo, S.C. is evaluating legal claims involving this financial advisor's conduct. We encourage customers who believe they may have a cause of action related to these investment recommendations to reach out to our securities lawyers.
Claim(s) Made Against Lawrence Andrew Karp:
Claim Date: 10/16/2025
“Customer alleges unsuitable investment recommendation in real estate security.”
This claim, as of this posting, is currently Pending with a claim amount of $376,000.00 .
See more information on FINRA’s BrokerCheck site for Lawrence Andrew Karp .
Did you have an investment issue with Lawrence Andrew Karp?
If you were a customer of Lawrence Andrew Karp and 1031 SECURITIES INC. from Boca Raton, FL and had a similar issue or experience as those described in the above public postings, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video, Warning signs of a bad financial advisor ). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Lawrence Andrew Karp, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.
The Securities Lawyers at Halling & Cayo S.C. bring claims on behalf of individual(s) and/or groups of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” (See our video, What are the steps of a FINRA Arbitration .) If you were a customer of Lawrence Andrew Karp and 1031 SECURITIES INC. and suffered investment losses, please contact the Securities Lawyers . We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away. Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
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