Le Thuy Nguyen (CRD#2138492)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Le Thuy Nguyen (CRD#2138492) regarding allegations made regarding the following:

Claim(s) Made Against Le Thuy Nguyen:

Claim Date: 3/18/2020

“Customer alleges the Variable Universal Life insurance policy she purchased in September 1996 was understand to provide a death benefit to both her and her mother and that the premium cost for the policy would stay the same however this was eventually found to be inaccurate as the premium costs have increased and the death benefit would only be received by the customer upon her mother‘s passing.”

This claim, as of this posting, is currently Settled.

The investor was paid $3,500.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Le Thuy Nguyen.

Were you a customer of Le Thuy Nguyen?

If you were a client of Le Thuy Nguyen, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Le Thuy Nguyen, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of Le Thuy Nguyen and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.