Leonard V Fox (CRD#1034449)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Leonard V Fox (CRD#1034449) regarding allegations made regarding the following:

Claim(s) Made Against Leonard V Fox:

Claim Date: 3/30/2020

“It is alleged that advisor misled claimant about her investments and misappropriated the funds transferred to him.”

This claim, as of this posting, is currently Settled with a claim amount of $1,000,000.00 .

The investor was paid $150,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Leonard V Fox.

Were you a client of Leonard V Fox?

We are currently considering bringing claims on behalf of individual investors or groups of investors who have lost funds. Many customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Leonard V Fox and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.

If you were a customer of Leonard V Fox and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video “Warning signs of a bad financial advisor”). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Leonard V Fox, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.