Leslie Howard Kern (CRD#1140180) and D.H. HILL SECURITIES, LLLP

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Leslie Howard Kern (CRD#1140180) regarding allegations made regarding the following:

Claim(s) Made Against Leslie Howard Kern:

Claim Date: 12/4/2023

“Claimants were clients between 2016 to 2023. Allegations include unsuitable concentration and unsuitable recommendations.”

This claim, as of this posting, is currently Pending with a claim amount of $200,000.00 .

Claim Date: 5/30/2023

“Claimant has been a client of representative since 2016 and have invested in multiple products since that time, however claim is only for one product. Claimant alleges misrepresentation, unsuitable recommendation, and inadequate due diligence.”

This claim, as of this posting, is currently Pending with a claim amount of $50,000.00 .

Claim Date: 2/28/2023

“Claimant was a client from 9/2018 to 5/2022. Claim alleges unsuitable recommendation, misrepresentation, and breach of fiduciary duty”

This claim is currently Pending with a claim amount of $100,000.00 .

Claim Date: 9/21/2022

“Claimant has been a client since 2016. Claimant has made multiple investments during this time, but claim is only for two investments. Claimant alleges negligence, breach of fiduciary duty, failure to supervise, breach of contract, misrepresentations, and violations of conduct rules.”

This claim is currently Pending with a claim amount of $34,000.00 .

See more information on FINRA’s BrokerCheck site for Leslie Howard Kern.

Have an issue with Leslie Howard Kern?

If you had a negative experience or issue with Leslie Howard Kern and D.H. HILL SECURITIES, LLLP from KINGWOOD, TX, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Leslie Howard Kern, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

We are currently considering bringing claims on behalf of individual investors or groups of investors who have lost funds. Many customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Leslie Howard Kern and D.H. HILL SECURITIES, LLLP and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.