Luis Alberto Garcia (CRD#2295856)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Luis Alberto Garcia (CRD#2295856) regarding allegations made regarding the following:

Claim(s) Made Against Luis Alberto Garcia:

Claim Date: 3/4/2020

“Time frame: Unspecified Claimant alleges her investments in Puerto Rico closed-end funds were unsuitable, over-concentrated, and misrepresented as safe investments.”

This claim, as of this posting, is currently Settled with a claim amount of $120,000.00 .

The investor was paid $75,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Luis Alberto Garcia.

Have an issue with Luis Alberto Garcia?

The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of Luis Alberto Garcia and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.

If you had a negative experience or issue with Luis Alberto Garcia, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Luis Alberto Garcia, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.


Contact The Securities Lawyers

Name(Required)

Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.