Marc Alan Seeherman (CRD#1131557) and CALTON & ASSOCIATES, INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Marc Alan Seeherman (CRD#1131557) regarding allegations made regarding the following:

Claim(s) Made Against Marc Alan Seeherman:

Claim Date: 2/11/2020

“Negligence, Misrepresentation, Omission, Breach of Fiduciary Duty”

This claim, as of this posting, is currently Settled with a claim amount of $50,000.00 .

The investor was paid $24,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Marc Alan Seeherman.

Were you a customer of Marc Alan Seeherman?

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Marc Alan Seeherman and CALTON & ASSOCIATES, INC. and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.

If you had a negative experience or issue with Marc Alan Seeherman and CALTON & ASSOCIATES, INC. from New York, NY, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Marc Alan Seeherman, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.