Maria Del Mar Ortiz Tait (CRD#5321628)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Maria Del Mar Ortiz Tait (CRD#5321628) regarding allegations made regarding the following:

Claim(s) Made Against Maria Del Mar Ortiz Tait:

Claim Date: 1/17/2020

“Time frame: Unspecified Allegations: Claimants alleges the recommendations to invest in and hold Puerto Rico Closed-End Bond Funds and Puerto Rico Government Bonds were unsuitable and that his accounts were unsuitably over-concentrated in those investments. Claimant also alleges that the risk of concentration in Puerto Rico investments was misrepresented.”

This claim, as of this posting, is currently Settled with a claim amount of $1,000,000.00 .

The investor was paid $150,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Maria Del Mar Ortiz Tait.

Were you a customer of Maria Del Mar Ortiz Tait?

If you were a client of Maria Del Mar Ortiz Tait and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Maria Del Mar Ortiz Tait. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Maria Del Mar Ortiz Tait and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.